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Đại học Kinh tế Quốc dân

207 Giải Phóng,Bạch mai, Hà Nội, Việt Nam

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NHCK1106 — Phân tích đầu tư chứng khoán | Chương trình đào tạo NEU

NHCK1106 — Phân tích đầu tư chứng khoán

Credits
3
Self-study hours
15
Showing intake
K66-2024
Requested intake
K68

Course description

Securities Analysis and Investment is a required course within the major-specific knowledge block of the Bachelor's program in Banking and Finance.

The course provides students with fundamental knowledge of securities analysis and investment, including: Returns and risks in securities investment with various investment approaches; Theories on securities portfolio analysis and management such as the Efficient Market Hypothesis, Markowitz Theory, and the Capital Asset Pricing Model (CAPM); issues related to fundamental analysis and technical analysis; strategies for managing bond portfolios, stock portfolios, and mixed portfolios. Throughout the learning process, students will complete exercises and case studies at the end of each chapter, making connections and applying them to practical analysis of the Vietnamese securities market.

Course requirements

Regulations on final examination eligibility

The attendance score must be 5 or above (in accordance with the University's general regulations).

Attendance score evaluation method: see Appendix 2, Rubrics 1.

Regulations on class attendance

Students are responsible for attending all class sessions.

In cases of absence due to force majeure, students must proactively acquire knowledge through materials provided by the lecturer and other required readings.

Regulations on classroom conduct

The course is conducted on the principle of mutual respect between students and the lecturer;

Take thorough notes and participate in answering questions;

Read assigned materials in advance;

Complete homework assignments;

Do not make noise or disturb others; do not eat during class;

Laptops, tablets, and mobile phones may only be used for note-taking and academic calculations; they must not be used for any other purpose.

Regulations on assignment submission

Students who fail to submit individual/group assignments as required will receive a score of 0 (zero).

After the final deadline, one point will be deducted for each day of late submission.

Learning outcomes and assessment

The training management system automatically evaluates CLO achievement levels according to the University's standard algorithm. Course learning outcomes are assessed by both students and the University after the final examination.

Lecturers

  • c. Ha Thi Minh Hue
  • Dr. Le Thi Huong Lan
  • Assoc. Prof. Tran Dang Kham
  • Dr. Vu Thi Thuy Van
  • Dr. Le Hoang Anh
  • Nguyen Ngoc Tram M.Sc.

Teaching plan

Week 1

Lecture 1/ Seminar 1 Chapter 1 Overview of Securities Investment
References
1 2
Activities
Lecturer Introduce the course Set learning requirements Lecturer delivers theoretical content Discuss case studies and questions posed by the lecturer
Assessment
Level of participation Level of interaction Quality of answers

Week 3

Lecture 2/ Seminar 2 Chapter 2 Portfolio Theory
References
1 2
Activities
Lecturer Lecturer delivers theoretical content Discuss case studies and questions posed by the lecturer Students Students read assigned materials before class
Assessment
Level of participation Level of interaction Quality of answers

Week 5

Lecture 3/ Seminar 3 Chapter 3 Models and Theories Applied in Securities Investment
References
1 2
Activities
Lecturer Lecturer delivers theoretical content Discuss case studies and questions posed by the lecturer Students Students read assigned materials before class

Learning resources

  • Textbook on Securities Analysis and Investment — Tran Dang Kham & Nguyen Minh Hue, National Economics University Publishing House, 2015
Assessment
Level of participation Level of interaction Quality of answers

Week 7

Lecture 4/ Seminar 4 Chapter 4 Macroeconomic Analysis Industry Analysis
References
1 2
Activities
Lecturer Lecturer delivers theoretical content Discuss case studies and questions posed by the lecturer Students Students read assigned materials before class
Assessment
Level of participation Level of interaction Quality of answers

Week 9

Lecture 5/ Seminar 5 Chapter 5 Securities Valuation
References
1 2
Activities
Lecturer Lecturer delivers theoretical content Discuss case studies and questions posed by the lecturer Students Students read assigned materials before class
Assessment
Level of participation Level of interaction Quality of answers

Week 11

Lecture 6/ Seminar 6 Chapter 6 Company Analysis and Stock Valuation
References
1 2
Activities
Lecturer Lecturer delivers theoretical content Discuss case studies and questions posed by the lecturer Students Students read assigned materials before class
Assessment
Level of participation Level of interaction Quality of answers

Week 13

Lecture 7/ Seminar 7 Chapter 7 Technical Analysis
References
1 2
Activities
Lecturer Lecturer delivers theoretical content Discuss case studies and questions posed by the lecturer Students Students read assigned materials before class
Assessment
Level of participation Level of interaction Quality of answers

Week 15

Seminar 8 - Review the entire course - Announce component assessment results - Examination guidance and Q&A session
Activities
Lecturer - Consolidate and review the knowledge covered in all lectures - Summarize types of questions for the final examination - Announce the attendance score (10%) - Announce major assignment scores and address inquiries - Announce practical test scores and address inquiries - Announce the total component score (40%) - Review selected questions from practice examination materials Students - Attend in full to receive component score information - Review all course content and practice examination questions